Senior Associate - Compliance Associate
more than 180,000 people in over 40 countries, Capgemini is a global leader in
consulting, technology and outsourcing services. The Group reported 2015 global
revenues of EUR 11.9 billion. Together with its clients, Capgemini creates and
delivers business, technology and digital solutions that fit their needs,
enabling them to achieve innovation and competitiveness. A deeply multicultural
organization, Capgemini has developed its own way of working, the Collaborative
Business Experience™, and draws on Rightshore®, its worldwide delivery model.
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other characteristic protected by law.
is a general description of the Duties, Responsibilities and Qualifications
required for this position. Physical, mental, sensory or environmental demands
may be referenced in an attempt to communicate the manner in which this
position traditionally is performed. Whenever necessary to provide individuals
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Location: Horsham Township, PA
Title: Senior Associate
Department: Compliance Department
Location: Horsham, PA
in ensuring Company procedures, policies, products, and licenses/registrations
are in compliance with state and/or federal rules, regulations and statutes.
Serve as an interdepartmental resource, contact, and subject matter expert for
the Compliance Department.
DUTIES AND RESPONSIBILITIES include the following. Other duties may be
review and interpret federal and/or state rules, regulations and statutes,
proposed or enacted, as they apply to products, processes, practices and
procedures of the company. Maintain logs
and reporting as requested.Prepare,
submit and track licensing/ registration approvals/ renewals or other filings
to adhere to federal, state or local requirements for company operations.Assist
clients with Department of Insurance complaints in accordance with contract
provisions. Assess complaints for internal quality and maintain accurate
records for analysis, corrective action and reporting.Prepare,
submit and maintain compliance files on periodic reporting requirements as well
as ad hoc surveys and reports.Interact
with various regulatory agencies, clients, contract groups, and partner
organizations as necessary to carry out compliance functions.Monitor,
review, and maintain company compliance and business unit policies and
exceptional customer service to internal and external clients.Must
develop and maintain teamwork within the compliance department and set an
example of ethical conduct. Build relationships throughout the organization to
be a valuable compliance resource.
perform this job successfully, an individual must be able to perform each
essential duty satisfactorily.
degree or equivalent combination of education and/or business related
experience. Legal/paralegal background helpful.
of two years of insurance/ TPA experience, or related regulatory experience.
and/or LOMA certifications desired.
to read, analyze and interpret rules, regulations and statutes, industry
articles, simple financial reports and basic legal documents. Ability to
respond to common inquiries or complaints from customers, regulatory agencies
or management. Ability to effectively
present information to management, employees and/or clients.
written and oral communication skillsWord,
Excel, PowerPoint and Access Database skills.Ability
to manage multiple projects and conflicting priorities in a fast paced
environment without compromising quality or deadlines.Ability
to work independently with minimal supervision as well as with groups or teams.Demonstrated
proficiency in professional interaction with internal and external clients.