The Benefits of Integrating Multi Regulation Compliance Efforts
The overlapping requirements of Basel II, Sarbanes-Oxley and GLBA are best served by an integrated solution which is more cost effective and better at mitigating risks.
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2007-09-21 04:24 PM
BASEL II AMA, SOX and GLBA contain significant overlapping requirements that can be incorporated into an integrated compliance program where common risks can be assessed once instead of multiple times; a holistic assessment of risks and controls can be performed more effectively because risks and controls have a many to many relationship; and a strong linkage between the operational and financial reporting processes can be built. An integrated compliance program keeps risks in check and also helps reduce the cost of ongoing compliance.
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